Direct Public Offering
…of Form S-1: (i) Regulation C – contains the general requirements for preparing and filing the Form S-1, including within Regulation Care regulations and procedures related to (a) the treatment…
…of Form S-1: (i) Regulation C – contains the general requirements for preparing and filing the Form S-1, including within Regulation Care regulations and procedures related to (a) the treatment…
…issuers are then further qualified based on the level of voluntary information provided to the www.otcmarkets.com. Issuers with no information are denoted by a skull and crossbones, issuers with limited…
…adequately describe the risk that follows. Readers should be able to read the risk factor heading and come away with a strong understanding of what the risk is and the…
…shares to the company for cancellation or transfers them to individuals or entities associated with the private operating business. The public company assumes the operations of the private operating company….
…two-year period. SEC Filings and Attorneys Complying with the SEC reporting requirements is highly technical. Both the Company and individual signing officers are exposed to liability for the contents of…
…regard to the Rule. Control securities are those securities held by an affiliate of the issuing company, and restricted securities are securities acquired in unregistered, private sales from the issuing…
…to give some background and basic overview of the marketplace today for going public transactions. Over the past decade the small-cap reverse merger and IPO. The decline was a result…
…last three years. Section 15(h) of the Exchange Act Broker-dealers are required to comply with the penny stock rules, which rules center around disclosure of the risks and other market…
…acquisitions but leave the completion of the acquisitions largely with the c-suite executives and officers. Moreover, the director’s responsibilities must take into account whether they are on the buy or…
…offerings in which investments are strictly limited to accredited investors. Trailblazers such as realtymogul.com, circleup.com, wefunder.com and seedinvest.com proved that the model can work, and the rest of the capital…