…**[a business combination transaction (i.e., **[a merger). New Guidance on Use of Social Medi**[a **[for]** Communications Related **[to or During **[an Offering The SEC has many rules and regulations related…
…Intellectual property matters; Restrictive covenants in contracts; and Off-balance sheet **[arrangements Risks that **[apply **[to **[any issuer or **[any offering should be **[avoided. **[For]** example, **[a general statement that **[an…
…**[to “offer” or “sell” securities without **[a valid effective registration statement unless **[an exemption is **[available. Companies desiring **[to offer and sell securities **[to the public with the intention of…
…**[a staple **[for]** news and regulatory developments in the small and mid-cap marketplace. She is **[also the producer and host of LawCast.com, the Securities Law Network. Prior **[to founding Legal…
…**[a Company that is in excess of two years delinquent in its reporting requirements and cannot reasonably **[obtain the records necessary **[to complete its **[audits **[for]** those years beyond the…
…**[AMEX and NASDAQ and twelve-month waiting period prior **[to qualifying **[for]** listing following **[a reverse merger. However, despite these issues, the fact is that going public is and remains the…
…on the DAD’s reputation **[for]** sponsoring Companies that **[are not of **[acceptable quality. In **[addition **[to providing **[advice and counsel **[to **[a Company, **[a DAD is required **[to conduct investigations…
…where there is clear ineligibility and **[a continuous violation in process. Immediately following the SEC ruling, DTC began changing its process and procedures **[for]** dealing with companies. Twice DTC published…
…**[to give some background and basic overview of the marketplace **[today **[for]** going public transactions. Over the past decade the small-cap reverse merger and IPO. The decline was **[a result…
…**[available **[to members. Citizen VC has written policies and procedures **[for]** establishing **[a relationship prior **[to **[accepting **[an **[applicant **[for]** membership.The specific procedures include (i) contacting the prospective member offline…