OTCQB Listing Requirements
…$.01 for each of the last 30 calendar days; In the event that there is no prior public market and a 15c2-11 application has been submitted to FINRA by a…
…$.01 for each of the last 30 calendar days; In the event that there is no prior public market and a 15c2-11 application has been submitted to FINRA by a…
…be misleading; must not inundate with non-material releases; and must not make misleading premature announcements Meet the price quotation minimum of $.10 or $1.00 for premier companies, subject to a…
…on the types of securities that are eligible for a Regulation A+ offering. Regulation A+ is available for the sale or resale of equity securities, including: Common and preferred stock;…
…plans or proposals regarding the issuer. For purposes of Section 13, beneficial ownership includes the right to acquire securities within 60 days of the reporting date. So a shareholder that…
…deal of onus on the OTCQX Advisor/PAL to be responsible for the company which it sponsors, emphasizing the negative impact on the OTCQX Advisor’s reputation for sponsoring companies that are…
…companies from the full governance standards. A smaller reporting company is only required to have a board of directors in which 50% are independent, and is only required to have…
…already discussed the current information and limited information levels of OTC Pink. Companies with No Information status on OTC Markets are generally delineated by a “stop” sign and do not…
…of securities by selling security holders are limited to no more than 30% of a total particular offering for all Regulation A+ offerings. Both tiers will allow companies to submit…
…must be current and accurate. In addition, to maintain Limited information status, a company must subscribe to the OTC Disclosure & News Service with an annual fee of $4,200 and…
…acquisitions, joint ventures, crowdfunding, and compliance with the reporting requirements of the Securities Exchange Act of 1934 including Forms 10-Q, 10-K and 8-K, the proxy requirements of Section 14, Section…