OTCQX Rules for International Companies
…otherwise required to register under the Exchange Act, it must be current and fully compliant with the obligations of a company relying on Rule 12g3-2(b); and Have a Principal American…
…otherwise required to register under the Exchange Act, it must be current and fully compliant with the obligations of a company relying on Rule 12g3-2(b); and Have a Principal American…
…or recommend to the full board for determination, the compensation of the chief executive officer and all other executive officers. The NYSE MKT listed company is required to have a…
…Effective July 10, 2015, OTC Markets amended its rules related to the OTCQB listing standards to include initial and ongoing listing requirements for companies completing a Regulation A+ offering….
…To qualify for the OTCQB, all companies are required to post their initial disclosure on the OTC Markets website and make an initial certification. The initial disclosure includes: Confirmation…
…board of directors be independent and that all audit and compensation committee members be independent. Moreover, audit and compensation committee members are subject to even more stringent independence requirements. Under…
…NASDAQ Requirements and Corporate Governance Standards- All NASDAQ companies are required to comply with stringent corporate governance standards. The categories of corporate governance include: (1) Distribution of Annual or…
…period of 12 consecutive months within the prior 3 years other than (a) compensation for serving as a director, (b) compensation to a family member who is an employee but…
…requirements of the Securities Exchange Act for 12 months following the time that it filed Form 10 information indicating it was no longer a shell company, and is current with…
…is required to hold an annual meeting of shareholders no later than one year following its fiscal year end. The company is also required to solicit proxies for all shareholder…
…and the public interest. Factors the NYSE MKT consider include, but are not limited to, the nature of a company’s business; the market for its products; its regulatory history; its…