OTCQX Rules for U.S. Premier Companies
…stock **[as of the close of business on each of the 30 consecutive calendar days immediately preceding the company’s **[application **[for]** OTCQX; and Be subject **[to the reporting requirements of…
…stock **[as of the close of business on each of the 30 consecutive calendar days immediately preceding the company’s **[application **[for]** OTCQX; and Be subject **[to the reporting requirements of…
…company, has filed **[For]**m 10 information; is subject **[to the reporting requirements of the Exchange **[Act **[for]** 12 months following the time that it filed **[For]**m 10 information, and is…
…must have filed **[a Schedule 13D **[as **[a group related **[to its control ownership. Both NASDAQ and NYSE MKT provide **[for]** **[a phase in or transition period **[for]** full corporate…
…be matched. If the company fails **[to pursue the insider **[for]** recovery of the profit, **[any shareholder can sue on the company’s behalf. **[For]**ms 3, 4 and 5 filed with…
…NASDAQ Listing Requirements and the Seasoning Rule- The seasoning rules were **[adopted in late 2011 by multiple national exchanges, including NASDAQ in response **[to **[a request from the SEC…
…whereby **[access **[to the offering statement vi**[a the Internet and EDGAR database will satisfy the delivery requirements. There **[are no filing fees **[for]** the process. The offering statement will be…
…in the ordinary course of business and not with the purpose nor with the effect of changing or influencing the control of the issuer and includes **[for]** example **[a registered…
…Small and Emerging Companies met and finalized its recommendation **[to the SEC regarding changes **[to the disclosure requirements **[for]** smaller publicly traded companies. In **[for]**mulating its recommendations, the **[Advisory Committee…
…$0.25 or greater. If the company is **[applying **[to the OTCQX immediately following **[a delisting from **[a national securities exchange, it must have **[a minimum bid price of **[at least…
…not preempt state law, **[allows **[for]** **[a raise of up **[to $20 million in **[any 12-month period and Tier II, which does preempt state law, **[allows **[a raise of up…